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Municipal Securities Rulemaking Board
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191	Date of Event: October 23, 2014 Duration of Recording: 5 hrs. 2 min. Transcript: Compliance Outreach Program for Municipal Advisors Speakers: Drew Bowden, Director, OCIE; Ed Wegener, Midwest Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-05 11:22:36 Self-regulatory organizations Business Financial regulation Investment Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Financial adviser Financial Industry Regulatory Authority Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Finance United States securities law
192	NAVIGATE HANDOUT FINAL LoRes Add to Reading List Source URL: www.dpcdata.com Language: English - Date: 2012-10-09 11:54:33 Municipal Securities Rulemaking Board Municipal bond Financial economics Finance Financial system Acronyms CUSIP Market data
193	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]December 1, 2014 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change Consis Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-02 09:32:53 Financial economics 73rd United States Congress United States Securities and Exchange Commission Business Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Financial adviser Securities Act United States securities law Self-regulatory organizations Financial regulation
194	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 3, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-03 13:00:33 Financial markets Self-regulatory organizations United States securities law Municipal Securities Rulemaking Board Financial regulation United States Securities and Exchange Commission Security U.S. Securities and Exchange Commission Broker-dealer Financial economics Finance Financial system
195	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]December 5, 2014 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-08 08:58:28 Municipal Securities Rulemaking Board Business U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Security Securities market Federal Reserve System Economy of the United States Self-regulatory organizations Financial regulation United States securities law
196	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 3, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-03 13:13:45 Financial markets Self-regulatory organizations United States securities law Municipal Securities Rulemaking Board Financial regulation United States Securities and Exchange Commission Security U.S. Securities and Exchange Commission Municipal bond Financial economics Finance Financial system
197	15 of 31 EXHIBIT 5 Municipal Securities Rulemaking Board Electronic Municipal Market Access System — EMMA® The Electronic Municipal Market Access system (“EMMA”) is a facility of the Municipal Securities Rulemakin Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-02 09:32:35 Business United States Securities and Exchange Commission United States securities law Municipal Securities Rulemaking Board Securities Stock market U.S. Securities and Exchange Commission Franchising Securities Exchange Act Electronic Municipal Market Access Financial regulation Financial economics
198	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 3, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-03 13:12:56 Financial markets United States securities law Self-regulatory organizations Municipal Securities Rulemaking Board Financial regulation United States Securities and Exchange Commission Security Municipal bond Broker-dealer Financial economics Finance Financial system
199	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]December 1, 2014 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-02 09:32:34 73rd United States Congress Municipal Securities Rulemaking Board Electronic Municipal Market Access U.S. Securities and Exchange Commission Self-regulatory organization Securities Exchange Act Securities Act Dodd–Frank Wall Street Reform and Consumer Protection Act EDGAR United States Securities and Exchange Commission Financial regulation United States securities law
200	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 27, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-27 06:32:39 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Municipal Securities Rulemaking Board United States securities law United States Securities and Exchange Commission Financial regulation

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